# Internal Controller \(Casa de Bolsa\) - Company: [Platacard]() - Location: Mexico - Team: HQ - Posted: June 24, 2026 ## Job description We are looking for a senior and experienced **Internal Controller** (**Contralor Normativo**) to serve as the regulatory compliance backbone of **Casa de Bolsa Plata**, a new brokerage firm currently in its pre-operational phase, targeting CNBV licensing in the upcoming months and commencement of operations in December 2026. This is a statutory role required by the **LMV** and **CUCB** — and it carries individual regulatory accountability before the **CNBV**. You will operate independently from the business lines, reporting directly to the Board of Directors. In the pre-operational period, you will be the internal gatekeeper ensuring the firm is genuinely ready to pass the CNBV inspection; once live, you will be the institution's permanent watchdog for regulatory compliance. If you hold a current **AMIB Contralor Normativo** certification, have deep knowledge of the **CUCB** and **LMV**, and want to build a control function from the ground up at a new casa de bolsa, this role is for you. **Challenges that await you:** * Design and formalize the **Internal Control Manual** (**Manual de Contraloría Interna**) per CUCB * Establish the annual internal audit plan and risk-based control matrix * Review and sign off on all regulatory manuals prior to **CNBV** submission * Conduct the pre-operational self-assessment against the **CNBV Authorization Guide** checklist * Lead internal preparation for the **CNBV** commencement-of-operations inspection * Review the adequacy of all policies (AML, trading, custody, accounting) from a control standpoint * Verify that all **AMIB** certifications of registered personnel are current and valid * Once live: submit the annual **informe de contraloría** to the CNBV (CUCB Art. 226); conduct independent review of trading operations, account management, and settlement; coordinate with **UAIR** and the AML Compliance Officer; interface with CNBV examiners during inspections **What makes you a great fit:** * Minimum 8 years in regulatory compliance, internal audit, or internal control at a regulated financial institution, preferably a **casa de bolsa** * Current **AMIB certification as Contralor Normativo** — this is a hard, non-negotiable prerequisite * Deep knowledge of the **CUCB**, **LMV**, and CNBV inspection and regulatory processes * Willingness to be individually registered with the **CNBV** and to accept the personal regulatory accountability that this entails * Proven ability to operate with strict independence from business lines * Advanced english and spanish **Nice to Have:** * Direct experience interfacing with **CNBV** examiners during regulatory inspections * Experience drafting or reviewing regulatory manuals for CNBV submission * Prior experience as Contralor Normativo at another casa de bolsa * Experience joining an institution during its pre-operational or start-up phase *If you're ready to build an internal control function from scratch and serve as the regulatory conscience of a new Mexican brokerage, we'd love to hear from you.* ## Apply [Apply on Platacard]() Canonical job page: